2024 Cftc notices

Cftc notices

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August undefined, 2024

WebApr 14, 2024 · For CSI 1000 index options, contract months with single counted (long or short) aggregate positions of 20,000 lots or more and the current month shall be identified as active options contract months. This Notice shall come into effect on April 21, 2024. The Notice on Information Disclosure Standards for Futures and Options Products (CFFEX ... Web7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) risk management regulations adopted under the Commodity Exchange Act (CEA) to permit futures commission merchants (FCMs) that are clearing members (clearing FCMs) to treat the Start Printed …

Agency Information Collection Activities: Notice of Intent To …

WebOct 5, 2024 · On September 22, 2024, the Commodity Futures Trading Commission (CFTC or Commission) (1) issued an order settling charges against protocol creator bZeroX, LLC and its founders, and (2) filed a federal civil enforcement action against the Ooki DAO, the unincorporated decentralized autonomous organization (DAO) that was the … WebSep 1, 2024 · Data at CFTC Commitments of Traders Weekly Swaps Report Bank Participation Reports Cotton On-Call Financial Data for FCMS Net Position Changes … dr maly cardiology

Bank of England deepens supervisory cooperation with US CFTC

WebFeb 18, 2024 · A Member may meet its obligations under this Notice through the holding company's procurement or vendor management department as long as it addresses the areas described in the Notice with respect to the Member. 4 CFTC Regulation 1.11(e)(3)(i)(A)-(B) requires FCMs to conduct onboarding and ongoing due diligence on … WebThe information must have led to a successful resolution of CFTC action or a Related Action; The whistleblower, upon CFTC staff’s request, must provide certain additional information; The whistleblower must have submitted an award application (Form WB-APP) in response to a Notice of Covered Action or a final judgment in a Related Action or both WebJul 5, 2024 · To make an award claim, you must submit a Form WB-APP by mail or facsimile to the following address: Commodity Futures Trading Commission. Whistleblower Office. 1155 21st Street, NW. Washington, DC 20581. Fax: (202) 418-5975. All award claims for this Notice must be received no later than October 5, 2024. Please note that by posting … dr malvy tours

CFTC Charges New York Resident with Fraud and …

WebFeb 22, 2024 · The CFTC does not post notices regarding Related Actions, so whistleblowers must monitor the websites of other regulators, and the CFTC’s Press … WebApr 21, 2024 · In February, NFA adopted an Interpretive Notice entitled “NFA Compliance Rules 2-9 and 2-36: Members' Use of Third-Party Service Providers” which will become effective September 30, 2024. This notice is the first time NFA has publicly laid out its expectations for how member firms outsource certain of their company functions. It is … dr. maly cardiology toledo ohWeb7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of … dr malycha thomas

"WebMembers should be aware, however, that this Notice does not relieve their regulatory obligations pursuant to the Commodity Exchange Act and the CFTC's Regulations. If … " - Cftc notices

Cftc notices

Agency Information Collection Activities: Notice of Intent To …

WebFor questions regarding any of the MRANs listed below, please contact the Market Regulation Department by phone at +1 312 341 7970 or via email at [email protected]. To obtain a copy of previously issued MRANs or other CME Group issued advisory notices, please use the Advisory Notice Search. … WebMay 23, 2024 · The Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) have recently issued guidance with respect to privacy notices and customer data. The CFTC also proposed a rule to improve the quality and transparency of swaps data. Taken together, this recent guidance reflects a focus on …

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http://www.cffex.com.cn/en_new/Notices/20240414/32080.html WebJul 1, 2003 · interpretive notice In October 2001, the CFTC issued a Statement of Acceptable Practices ("Statement") for ethics training. This Statement replaces the Commission's prescriptive ethics training rule and allows flexibility in the format, frequency and providers of ethics training, permitting each firm to tailor its training program to better ...

WebKeep in mind what the Whistleblower Office can and cannot tell you. If you call the Whistleblower Hotline (1-866-873-5675) or send an email ( [email protected] ), staff from the Whistleblower Office will answer any procedural questions you have regarding the Whistleblower Program but cannot give any legal advice. WebThe Commodity Futures Trading Commission's (CFTC) Whistleblower Program, created by the Dodd-Frank Act, provides monetary incentives to individuals who come forward to report possible violations of the Commodity Exchange Act. ... a whistleblower must also submit an award application when the Whistleblower Office releases a Notice of Covered ...

WebDec 6, 2024 · The CFTC Swaps Report is released at 3:30 p.m. Eastern time on Monday of each week unless otherwise noted. The reporting period is defined as the week ending … WebMar 13, 2024 · Commodity Exchange Act & Regulations; How Rules Are Made; Federal Register; Public Comments; CFTC Staff Letters; Dispositions; Opinions & Adjudicatory …

WebApr 26, 2024 · The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (``PRA''), Federal agencies are required to publish notice in the...

WebAug 16, 2013 · IntroductionOn August 12, 2013, the U.S. Commodity Futures Trading Commission adopted final regulations with respect to commodity pool operators (“CPOs”) of registered investment companies (“RICs”).1 The CFTC’s action will permit CPOs to RICs to satisfy the disclosure, reporting, and recordkeeping requirements that would otherwise … colby rachfalWeb( i) A swap dealer or major swap participant that files a notice of adjustment of its reported capital category with the Federal Reserve Board, the Office of the Comptroller of the … colby pullersWebApr 14, 2024 · CFFEX Notice〔2024〕 No.18. All member entities, Pursuant to the Trading Rules of China Financial Futures Exchange and relevant detailed implementation rules, the last trading day of a CSI 300 Index futures, SSE 50 Index futures, CSI 500 Index futures, CSI 300 Index options, CSI 1000 Index futures, CSI 1000 Index options, and SSE 50 … colby ragland colby rachor weddingWebFeb 18, 2024 · Any Member that engages a Third-Party Service Provider to perform a function to meet a regulatory obligation pursuant to an NFA and/or CFTC Requirement … colby ragland uabWebApr 14, 2024 · Apr 14, 2024. Bloomberg reports that Commodity Futures Trading Commission (CFTC) Chairman Rostin Behnam accused crypto exchange Binance of … dr maly fresno caWeb7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) risk management … colby profile